Forum: The Racing Rules of Sailing

Protest Validity - ID the Incident

Robert Williams
Nationality: United States
We’ve had a couple of recent protest hearings that were invalidated because the protestor did not sufficiently identify or describe the incident. The protestee gave a time, a location but only stated “RRS 11” on the US Sailing protest form. They did not give any details or a description of what happened. RRS 60.3 only requires them to “identify” the incident without defining what that means. I seem to recall that in the previous edition it said “describe” the incident. The current requirement to “identify “ seems overly vague. 
1. Is a protest request that lists a time, location and a possible rule violated (with out a description of the incident) , enough for a protest to be valid?
2. Conversely, same protest request as in question 1 but is this grounds to invalidate the protest?

Basically, this seems to be a judgement call for PCs and I believe the RRS need to be changed to say a “description of the incident” is required. Thoughts appreciated.


 60.3 Delivering a Protest
(a) When delivered, a protest shall be in writing and identify the protestor, the protestee, and the incident.
Created: Tue 19:44

Comments

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Angelo Guarino
Forum Moderator
Nationality: United States
Robert quick correction to your OP...  the previous rule also only required "identify" for the incident ... "not describe".  Below is the 2021-2024  version. 

61.2. Protest Contents
A protest shall be in writing and identify
a) the protestor and protestee; **
b) the incident; **
c) where and when the incident occurred;
d) any rule the protestor believes was broken; and
e) the name of the protestor's representative.

**note: only (b) was required at time of filing and (a) was required before the hearing. 

If the PC and the protestee can tell one incident from another .. IMO the incident has been identified.

I just had a case where the protestor struggled a long time trying to fill out the PDF form on a phone because the SI's required an email submission. 

Frustrated with the form and running out of PTL, they emailed basically ... 

"In Race 1, Boat A protests Boat B for an incident at the finish-line."

There was contact between the boats .. the "which incident"  was clear to the protestee and the PC in the hearing. We found that the incident was identified. 
Created: Tue 19:53
Eric Rimkus
Nationality: United States
From the original post I am assuming they said something like: Boat A protests Boat B for an incident at 1425 on the first beat to windward for RRS 11. To me, that clearly satisfies RRS 60.3(a). We don't need a flowery description of what happened on the form; that is all going to come out in a hearing anyway. If boat A and boat B both can recognize from the "incident" as described (which time & place seem adequate) then I don't see how it would be invalid.
Created: Tue 20:27
John Christman
Nationality: United States
My opinion is that if the protestee can read the form and can identify the incident and prepare a defense, then the requirement that the incident be identified has been met.  If the protestee says they don't know what the protestor is talking about then the incident is not properly identified.

I do think the rule would be better if it said "identify the protestor and protestee and describe the incident."  With some of the protest forms I have seen there is confusion about whether the question about what rules the protestor believes were broken is sufficient for identifying the incident.
Created: Tue 20:28
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Greg Meagher
Nationality: United States
Agreed. 

The term 'incident' is remarkably broad---see the following definitions from the Oxford English Dictionary, online edition:

1.a.
1412–Something that occurs casually in the course of, or in connection with, something else, of which it constitutes no essential part; an event of accessory or subordinate character.

1.b.
1913–An occurrence or event, sometimes comparatively trivial in itself, which precipitates or could precipitate political unrest, open warfare, etc. Also, a particular episode (air-raid, skirmish, etc.) in war; an unpleasant or violent argument, a fracas.

2.a.   ?1462–An occurrence or event viewed as a separate circumstance.

While the specific criteria enumerated in RRS 60.3 from 2021-2024 may be elements that help 'identify an incident,' they are no longer required.

Given the term's breadth, it can be helpful to shift focus from 'incident' to 'identify. Applicable definitions from the OED include:

II. Senses relating to categorization or description.

II.4. 1675–transitive. To serve as a means of identification for; to show something or somebody to be.

II.5.c.1866–transitive. Of a witness or victim of a crime: to pick out or recognize (a suspect), esp. from a line-up or from a group of photographs.

II.6.1802–transitive. To discover, distinguish, isolate; to locate and recognize or describe.

John's approach seems both workable and, I think, consistent with what most competitors expect. The rule change for 2025-2028 gives protest committees greater discretion in determining what the phrase 'identify the incident' means. One question I've found helpful:  "As written, does the hearing request enable me to distinguish this interaction as unique, different from others that may have occurred during the same race?" This would be the minimum criterion. 

In one recent case, a protest committee agreed that a diagram alone, drawn to scale and with sufficient detail, could satisfy this validity requirement without an accompanying narrative.
Created: Tue 21:44
Jerry Thompson
Nationality: United States
From the WS Judges' Manual:
F.2.1 Protest Contents rule 60.3(a)
The protest must be delivered in writing by the method identified in the sailing instructions. It must identify the protestor and the protestee. In almost all cases, this will be by sail number or the boat's name. If the protest misidentifies the boat, for example intends sail number 51 but writes 15, then the protest against 51 is unlikely to be upheld since 51 was not involved in the incident. If the protestor then decides to protest 15 after the protest time limit, there would not be good reason to extend the time limit.

There must be adequate information for the protestee to identify the incident and understand the allegation. When the incident is not identified, the protest will be found invalid. 
Created: Tue 20:37
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John Allan
Nationality: Australia
I'm very happy with the current word 'identify'.  Protestors often spend too much time on elaborate descriptions of the incident, when the protest committee is going to have to hear all that description given in evidence in the hearing.

We want to be hearing protests, not discouraging them.

John C said
My opinion is that if the protestee can read the form and can identify the incident and prepare a defense, then the requirement that the incident be identified has been met.  If the protestee says they don't know what the protestor is talking about then the incident is not properly identified. 

I would add '... and the protest committee agrees with the protestee.'

'I didn't understand the rule/protest/whatever' is the last refuge of of the scoundrel.

Here is a sample Hearing Request that I think quite adequately identifies the incident

Protest Form Yahoo v Bandit.pdf 805 KB
Created: Tue 20:55
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Angelo Guarino
Forum Moderator
Nationality: United States
Reply to: 19124 - John Allan
John your form shows the problem though. "The Incident: Breif Description"

People see the form and all the fields and they follow the form and assume that is what is required. 

It's an old soapbox for me. 

People understand the red-boxed fields on forms with asterisks means "required fields". IMO, protest forms should follow that format. 
Created: Tue 21:06
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Angelo Guarino
Forum Moderator
Nationality: United States
Greg re: "In one recent case, a protest committee agreed that a diagram alone, drawn to scale and with sufficient detail, could satisfy this validity requirement without an accompanying narrative."

Interesting to ask if that meets the "in writing" requirement without using "words inscribed on a surface". 
Created: Tue 21:57
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Greg Meagher
Nationality: United States
Thank you, Angelo---a good question.

In answer, I think that the second definition of 'identify,' provided above, is on point (emphasis added):

II.5.c.1866–transitive. Of a witness or victim of a crime: to pick out or recognize (a suspect), esp. from a line-up or from a group of photographs.

At one of my events this year, the protest committee dismissed a hearing request on the grounds that it was written in a language other than English. It is my understanding that the protestor was not a native English speaker and lacked basic proficiency in the language.

Unfortunately, I was not a member of the panel that decided the case and do not have access to the original documents. I would be interested to know whether the request included a diagram---and if so, what it looked like. 

At international events, especially ones where competitors are not be proficient in English, this question seems particularly relevant.


Created: Wed 00:10
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Greg Meagher
Nationality: United States
---this just now occurred to me:

'Writing' (OED Online)

II.3.a.
Old English–
intransitive. To inscribe letters, symbols, words, etc., on paper or another surface, typically using a pen, pencil, or similar implement; to engage in or perform the action of writing. In later use sometimes: spec. to have the ability to produce coherent writing in this way.

The inclusion of the term 'symbols' in this definition, which is ancient but remains in current use, suggest to me that a diagram would meet the 'in writing' requirement of RRS 60.3(a).
Created: Wed 22:07
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Angelo Guarino
Forum Moderator
Nationality: United States
Greg .. thanks for that 2nd cite (to be honest, your 1st cite had me doing a Scooby-Doo ).

image.png 1.24 MB
Created: Wed 22:16
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Benjamin Harding
Nationality: Hong Kong
I think the previous responses all generally agree on the concept.  I also agree with the tone of responses.

I would add my own 2 cents.

I think the change in 2025 is beautifully and deliberately vague. It allows us to be more realistic in accepting protests as valid leading to fewer protests being lost to a technicality of a minor missing piece.

Its important to see that the vagueness can mean that the same words may work for one protest but not another.  This is the beauty of it. The PC need to use some sense, as has been alluded to above. 

Consider these same words on two hearing request forms:
"Port-starboard crossing. ABC on port and me (XYZ) on starboard. Near the windward mark."

Form/Scenario A - It was a 600 mile offshore race. There is only one windward mark on the course which the fleet would pass about 30 minutes after the start. After that, the boats would be miles apart for the rest of the race. A media helicopter and OBRs covered the race live on YouTube. ABC is a 100' Maxi. XYZ is an 80' mini maxi. 

Form/Scenario B - It was an Optimist dinghy race. 80 boats in the fleet. The standard course passes this windward mark twice in a race. 3 races in a day. ABC and XYZ are two evenly matched competitors often seen in tacking duals.

The point is that what's needed to 'identify the incident' depends on the situation.

In the offshore race the protestor did not need much info at all to identify the incident.  I dare the jury to call it invalid because the time was not mentioned.

Whereas, for the busy optimist multi-race day, the protestor was woefully short. She may need all the old 2021-2024 elements. (the protestor and protestee, the incident; where and when the incident occurred, any rule the she believes was broken etc and perhaps even more. Hails made?) 

Good question Robert. 
Created: Tue 23:25
Al Sargent
Nationality: United States
I’ve found this site — racingrulesofsailing.org — to be very glitchy when trying to file a protest a couple of months ago. For some reason, I couldn’t submit more than a couple of sentences to describe the incident. Finally, I just wrote “Rule 10 prestart”. This was on an iPhone 12, latest iOS at the time.

So we can state what information protestors should provide, but if the software is glitchy, all bets are off. Is there something in the RRS that covers a situation where the OA doesn’t provide the means to file a proper protest?

As an aside/tangent, it’s a great idea for OAs to always have paper backups. Software bugs happen, networks go down, phone batteries die. 
Created: Wed 07:05
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Angelo Guarino
Forum Moderator
Nationality: United States
Reply to: 19132 - Al Sargent
Al : " Is there something in the RRS that covers a situation where the OA doesn’t provide the means to file a proper protest?"

Yes ... and we did actually in the protest I referred to above. 60.3(b).  Struggling with required electronic systems can be "a good reason". 

 (b) A protest shall be delivered to the race office (or by such other method as stated in the sailing instructions) within the protest time limit unless the protest committee decides there is good reason to extend the time. ..

More and more, I am seeing SI's that state "shall be delivered electronically" or "shall be emailed to" with no option for physical delivery.  So even if a PC is on-site .. you can't hand them a filing. 

Along with that, links to the forms are often listed in the same SI, leaving the impression forms must be used. 

Here is an example of some language I recently encountered ... 

SI #.# Protest forms, scoring inquiry forms, and penalty acceptance forms can be found online at www.YCWebsite/forms. They shall be delivered to the race office by email (see SI #.#) by the protest time limit."

A competitor could easily read that as requiring those forms to be used with the "They shall .."

But if one flips the language it keeps it open ...

"SI#.# Protests, scoring inquiry's , and penalty acceptances shall be delivered to the race office by email (see SI #.#) by the protest time limit. Forms for the above can be found at www.YCWebsite/forms."

Anytime I review race docs as a PC, I always look for stuff that like and try my best to encourage the RC to open up the possibilities for filing. 
Created: Wed 11:00
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Michael Butterfield
A good description and diagram  attached by photo if electronically filed is very useful at events. A jury from a form my pre scribe the hearing from the facts on the form. These facts which have been identified are then tested by the testimony, before the final facts are found. It enables better hearings, and can save time.
Created: Wed 07:36
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Michael Butterfield
If not otherwise changed the race officer should accept.

If no manned race officer, do what you can and claim redress.

I like online filing and do not want to have paper documents.
Electronic is time stamped, and if alternative paper we may not record acceptance times etc.

The electronic system is populated with the filing and often an e mail to the other party.

The paper receipt has to be interpreted entered into the electronic system before you can schedule. Gives less time to the protestee.
Created: Wed 11:11
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Angelo Guarino
Forum Moderator
Nationality: United States
I'm not suggesting that electronic filing shouldn't be used and encouraged.  Just that if a competitor is standing in front of the PC, they should have the option also to hand it to them. 

PS: I can remember this farcical experience I had where we were standing there while an older competitor was frantically trying to use their phone. Finally they wrote it on a form .. then struggled to email us a copy of a pic of it. 

We were all standing right there. 
Created: Wed 11:20
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Michael Butterfield
50
Tips
Often we have a PC portable and assist in completing the electronic form. Previous paper forms can be attached by photo
Created: Wed 11:31
Rob Overton
Following up on Benjamin's comment, I agree that the new wording is less precise than the old, and in this case, that's good because it gives more latitude to the protestor.  In my opinion, the new rule should reduce the number of protests that are found to be invalid because they did not contain all the information required.  "Identify the incident" surely means "describe the time and place and possibly the nature of the incident sufficiently so a reasonable person who was there at the time would know what incident is being protested." In most cases, something like "port/starboard crossing half way up the first windward leg" is sufficient.
Created: Wed 14:44
Robert Williams
Nationality: United States
Original poster…. Thank you all for the great responses and sharing your experiences. In summary, the general consensus and my perspective going forward is greatly simplified. From a judge perspective, I want to hear valid protests. If there’s enough information that the protestee knows why & where on the course they were protested the incident meets the “identity” requirement. Pretty simple really. Thank you all for weighing in and helping a fairly new judge get better at his craft. 
Created: Wed 19:02
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Angelo Guarino
Forum Moderator
Nationality: United States
OK .. I'm just going to come out and say it. 

Why do we link to forms etc in SI's?  
Who is it really for?

In my experience I've never seen anything like the following SI regarding delivery of protests. IMO, this is a racer-centric SI.  NOR's/SI's can both inform and teach .. and we are squandering the opportunity. 

SI #.# Protests must be delivered via email to raceoffice@MyYC.com, or delivered to the protest desk, within the protest time limit.  Under RRS 60.3(a), protests must identify the Protestor, the Protestee and the Incident. Any additional information or drawing is unnecessary. 
Created: Wed 22:33
Rob Overton
Wow, Angelo, you really are on your soapbox now!  If we go for your idea of advising competitors how to write protests, why stop there?  To be really competitor friendly, how about something like this:

SI 3.1  START   At the starting signal , boats should try to be near the starting line on the prestart side, sailing fast toward the first mark.  Before the start, they should go head to wind and check which end of the starting line is favored.  

I think it's actually bad advice to suggest to competitors, as you propose to do, that they should not include a description of the incident, and even a diagram.  A description and diagram helps to prepare the protestor for the hearing.  Further, it informs the protest committee about what the protest is all about, and although the PC will form their own conclusions during the hearing based on the evidence, getting their minds going in the right direction is a good idea, I think.  It's essentially an opening statement -- why forfeit the opportunity to make it?
Created: Wed 23:06
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Benjamin Harding
Nationality: Hong Kong
I don't like to see rules training in NOR/SI.

Advice on how to fill the form should be covered in rules seminars.  It could also be on a guidance flyer on the wall of the Race Office. 

At the end of the day, if someone wants to write an essay, that's their loss! Equally, before the hearing (as PC) , it's my loss if I take too much time on the form. 

Sure, I'll check it's identified the incident for validity. I'll glean the gist of the case. I may use some information to pre-scribe facts I can check during the hearing. 

But I certainly don't make any deep inferences from it.  I leave that to the face-to-face testimony of both parties.

So often, I don't read the long description at all!
Created: Wed 23:34
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Angelo Guarino
Forum Moderator
Nationality: United States
Rob, the "why" is that what is required by the rules is so dang simple ... and we take that simplicity and, IMO, muck it up in competitors' minds as to what is/is-not required ... by producing & promoting forms with undifferentiated [unprioritized] fields and spaces for unnecessary diagrams

The plain fact is the RRS only requires 3 pieces of info.  

"Boat A protests Boat B in Race 1 for a port/starboard incident behind the line 1 min before the start" 
 
Don't we agree that is a perfectly adequate protest filing?

But SI after SI we link to PDF's that they struggle with on their phones ... and we leave the impression (by the form's existence & design and through our SI repetition) that the form is necessary and all those fields are necessary. 

The RRS plainly indicates they are not necessary. 

By our actions ... I think.we are indeed "training them" that filing a protest is a PITA ... when we could be leading them to a simplicity epiphany! 

The clouds would part in the sky ... and as the shaft of sunlight shines upon them ... they'd fall to their knees, turn their face skyward and say "Ahhh ... it's so simple!! Why didn't they tell me before?!!l (... and why did they keep pointing me to those frick'n forms!)

LOL
Created: Wed 23:44
Rob Overton
While we're on this topic, I might as well bring up one of my longstanding complaints: Almost no regatta organizers have a "race office", yet there it is in rule 60.3(b), 61.2(b), 63.7(b) and elsewhere.  (If you think most yacht clubs have race offices, you should get out of your bubble more often.)  Even if there is a race office at the host club, what are the chances that there's somebody there to take protests, during the protest time period? 

Rule 63.7(b) is particularly out of step with reality.  It says, "(b) A party to the hearing may request a reopening by delivering a written request to the race office (or by such other method as stated in the sailing instructions) ..."  The probability that there is somebody in the race office (if there is one) after protest hearings are concluded is surely near zero, and most SIs don't specify an alternative way of delivering requests for reopening.  

I think those rules should all say something like "... delivered to a race official for the event."  And I agree with Ang and others that this option should be available even if there is an electronic filing option.  

To my chagrin, I just discovered that RRS V2 (a US prescription for post-race penalties)  doesn't even allow for an alternative to the race office.  It requires that written requests for post-race penalties be delivered to the race office, full stop.
Created: Wed 23:42
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